A Positive Approach To Employee Performance Improvement Through Discipline

Smoothing the Consequences of Miscounduct withsuspension from work is the best final step for a
Accountabilitycorrective action system.
For seventy-five years, American organizations haveWithholding Pay Does Not Worktraditionally, this
used a fairly standardized procedure to handle familiardisciplinary suspension has been without pay. The
personnel problems such as absenteeism, poorintent is that by depriving the employee of pay, he will
performance, and other misconduct. This approach,come to his senses and return to work determined to
usually called "progressive discipline," provides for ando whatever is necessary to keep his job.
increasingly serious series of penalties - reprimands,But the theory rarely works in practice. Employees
warnings, suspensions without pay - when employeeswho are placed on a three-day disciplinary suspension
fall out of step with the organization's expectations.without pay don't often return having seen the error of
When problems arise, the job of the manager is to findtheir ways and a commitment to excellent
the punishment that fits the crime.performance. They usually come back angry, all the
But today, a growing number of companies areorganization has accomplished is creating a bitter
moving away from using a criminal-justice mentality foremployee.
employee performance improvement throughThere are other problems with using punishment as
corrective action. They are abandoning traditionalthe basis for disciplinary action. Supervisors, many of
approaches that focus exclusively on punishment.whom are in the tricky position of being both
Instead, they are adopting an approach ofon-the-job boss as well as off-the-job friend, often
accountability - employees with unfavorablehesitate to place friends on an unpaid disciplinary
performance, conduct or attendance issues aresuspension.
required to take personal responsibility for their choiceBecause they know the family is also getting punished
of behavior.by the loss of pay, they may cut their people more
Discipline and Recognitionslack and open themselves to charges of favoritism.
One immediate difference is that traditional,And suspensions without pay just aren't appropriate
punishment-based discipline systems ignore the greatfor exempt, knowledge-worker individuals.
majority of people who never create disciplinaryA Paid Disciplinary Suspension
problems. In a non-punitive, "Discipline WithoutA "Decision Making Leave," the final step of the
Punishment" approach, there's a new step added toresponsibility-based Discipline Without Punishment
the process - a positive contact. Just as the policy isprocess, provides all of the advantages of a
expected to resolve employee problems when theydisciplinary suspension as a final step and eliminates
arise, it also makes clear that supervisors arethe drawbacks. This disciplinary suspension with a
expected to recognize employees when they performtwist suspends the individual for one day and one day
well.only.
Recognizing good performance is no longer just goodOn this day, the employee is required to make one of
advice handed out in a management training class.two choices: correct whatever problem brought him to
Now it's a formal policy requirement, a step of thethis final step of the discipline process and make a
organization's overall discipline procedure.commitment to fully acceptable performance in every
Diffusing Problemsarea of his job in the future, or decide to quit and find
Supervisors continue to be responsible for beginninggreener employment pastures elsewhere.
the correction process by employee coaching prior toPaying the employee for the day he's away on
formal disciplinary action. The exception is when the"decision day" changes the supervisor's role from
magnitude of the behavior warrants serious disciplinaryadversary to coach. It demonstrates the organization's
action or even termination for a first offense.good faith in wanting to see him change and return to
In the early stages of disciplinary action, the Disciplinefully acceptable performance, and is consistent with
Without Punishment approach replaces the familiarthe values of almost every organization. By eliminating
responses of verbal reprimands and written warningsmoney as an issue, it doesn't impact the family's
with two comparable steps toward employeegrocery budget and thus reduces the possibility of
performance improvement: Reminder 1 and Reminderanger, hostility and even workplace violence.
2. Yes, they seem similar, but there's more than mereAgreed Accountability
semantic sleight-of-hand at work here.If the employee decides to remain with the
Instead of being reprimanded for his mischief ororganization and commits to fully acceptable
warned about what will happen the next time heperformance in every area of the job (as almost all
misbehaves, the employee is formally reminded of twopeople placed on decision making leave do) and then
important things. First, he's reminded of thedoesn't live up to his commitment, termination turns out
organization's exact expectations of high-quality work,to be much easier and guilt-free.
on-time performance, or whatever else has triggeredAnd should the employee challenge the termination in
the need for the discussion. And second, he isan EEOC complaint, unemployment hearing, or any
reminded that he has a responsibility for meeting theother venue, the fact that the organization gave the
organization's standards - he must do what he's beingperson a day at its expense to decide whether he
paid to do and he must do it well.was willing to do then job he was being paid to do and
The Last Chancethe employee didn't live up to his own commitment
The biggest change from the traditional,assures legal defensibility.
punishment-based approach comes at the final step ofTraditional discipline approaches may indeed convince
disciplinary action. When the employee is one stepsome problem employees to shape up, others to ship
away from termination, a dramatic gesture is neededout. But punitive tactics can't produce employees who
to forcefully drive home the message that the end isare genuinely committed to the goals of the
at hand - one more time and you're fired. But merelyorganization and the policies and rules by which they
giving the employee a "final written warning," or placingoperate. We may be able to punish people into
her on probation for some period of time, or creating acompliance, but we can not punish them into a
employee performance improvement plan aren'tcommitment to employee performance improvement.
powerful enough to clearly communicate the messageAnd a culture of commitment is what today's
"Once more and you're out!" That's why a disciplinaryorganizations really need.